FINRA Archives - Fx Broker Reviews

Forex Broker News Author

StoneX Group Inc has released an update regarding its legal dispute with BTIG, LLC, following a final decision issued through arbitration.

Institutional FX Author

JP Morgan Securities LLC (JPMS) has agreed to pay a $150,000 fine and accept a censure as part of a settlement with the FINRA.

Institutional FX Author

Jefferies LLC has agreed to pay a $37,200 fine as part of a settlement with the Financial Industry Regulatory Authority (FINRA).

Retail FX Author

Moomoo Financial has reached a settlement with the Financial Industry Regulatory Authority (FINRA), agreeing to pay a $750,000 fine.

Retail FX Author

StoneX Financial Inc. has agreed to a settlement with the Financial Industry Regulatory Authority (FINRA), paying a $70,000 fine.

Institutional FX Author

SpeedTrader has agreed to settle charges with the Financial Industry Regulatory Authority (FINRA). Click to read!

Tag Archives: FINRA