JP Morgan Securities Fined $150K by FINRA Over IPO Prospectus
JP Morgan Securities LLC (JPMS) has agreed to pay a $150,000 fine and accept a censure as part of a settlement with the FINRA.
JP Morgan Securities LLC (JPMS) has agreed to pay a $150,000 fine and accept a censure as part of a settlement with the FINRA.
ACY Securities has officially opened an office in Bogota, Colombia, marking its first physical presence in the Latin American (LaTAM) region.
State Street Corporation announced today that it has become the first third-party custodian to join JP Morgan’s Digital Debt Service.
Robinhood Derivatives LLC has filed a lawsuit against the Nevada Gaming Commission in the Nevada District Court. Read the details.
Standard Chartered has introduced a new multi-sector credit fund, Signature Select Global Income Plus. Take a look.
Swissquote has posted record financial results for the first half (H1) of 2025, marking the sixth consecutive period of performance.
The NAGA Group AG has released its preliminary financial figures for the first half (H1) of 2025, reporting growth in revenue and earnings.
Doo Prime, the offshore Retail FX and CFDs brokerage arm of Singapore-based Doo Group, has officially rebranded to “D Prime.”
CLS announced that OTP Bank Plc, one of Hungary’s largest commercial banks, has joined CLSSettlement as a settlement member.
iSAM Securities has officially launched Parallax, a proprietary risk share model designed to transform how brokers benefit.